Uniform Securities Agent State Law Exam

Series 63 (Uniform Securities Agent State Law Exam)
216 pages
Prentice Hall General (October 1990)
ISBN-10: 0134251091
ISBN-13: 978-0134251097

You'll find the intensive preparation you need in this up-to-the-minute, comprehensive guide. Packed with authoritative guidance and confidence-building practice, it features:
—In-depth review of the Uniform Securities Act, with all recent changes
—Coverage of all exam areas, including exempt and nonexempt securities, registration
requirements, prohibited and fraudulent practices, federal and state regulations-and much more!
—Glossary of securities industry terms
—Detailed, state-by-state listing of registration information
—2 full length Practice Tests with Explanatory Answers